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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 03/1981 | Present |
| Bank Of America, N.A. | Tampa | FL | 12/2009 | Present |
I*77613 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TAMPA BAY BUCCANEERS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ONE BUCCANEER PLACE, TAMPA FLA, FLORIDA 33607 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/3/1979 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NATIONAL FOOTBALL LEAGUE GAME DAY EMPLOYEE I ASSIST WITH THE PREGAME ACTIVITIES ON THE FIELD AT ALL HOME GAMES. I*65908 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NATIONAL FOOTBALL LEAGUE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 345 PARK AVE., NEW YORK, NEW YORK 10154 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/29/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL REPRESENT THE NFL AT TAMPA BAY BUCCANEER HOME GAMES. I WILL BE COORDINATING THE TV TIMEOUTS WITH NETWORK TELEVISION AND THE REFEREES I*119562 For profit or not for profit: For-Profit Organization Name of outside business organization: The Outback Bowl Investment related: N Address of business: Tampa, Florida 33607 Nature of business: Corporation, Position, title, association: Part-Time, Game Day Duties Only Start date of relationship: 1/1/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a New Year's Day college bowl game. I work on the field assisting with the teams going on and off the field. I also help in checking game day credentials and the post game press conferences for both teams.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-15 |
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