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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-23 |
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
8300 Norman Center Dr Ste 550, Bloomington, MN 55437 • United States
Prior Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bloomington | MN | 05/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Bloomington | MN | 03/2020 | Present |
Outside Employment; TPWA Operations LLC; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; Manage advisory business; 8300 Norman Center Drive Ste 550 , , Bloomington , MN, 55437; Investment-Related; 06/01/2006; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-03 |
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