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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-17
MS RA APPROVED 2022-10-25
LA RA APPROVED 2021-12-03
  • TX RA
    APPROVED
    Since 2026-07-17
  • MS RA
    APPROVED
    Since 2022-10-25
  • LA RA
    APPROVED
    Since 2021-12-03

Branch Locations

2121 Airline Dr Ste 160, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorsey & Company, Inc. New Orleans LA 07/2003 12/2021
Prospera Financial Services Dallas TX 12/2021 Present
  • 07/2003 → 12/2021
    Dorsey & Company, Inc.
    New Orleans, LA
  • 12/2021 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2006-09-01 → 2021-12-03
    Dorsey & Company, Inc.
    New Orleans, LA
    New Orleans, LA
Other Businesses

Dorsey & Company; Investment Related - Yes; 2121 Airline Dr, Ste 160, Metairie, LA 70001; DBA; Financial Advisor; 12/2021; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-12
S63 Uniform Securities Agent State Law Examination 1986-07-28
  • S65 Uniform Investment Adviser Law Examination
    2001-01-12
  • S63 Uniform Securities Agent State Law Examination
    1986-07-28

View on SEC IAPD

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