Best Investors Account Sign in
Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-11-08
  • ID RA
    APPROVED
    Since 2024-11-08

Branch Locations

1414 E Center St, Pocatello, ID 83201 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-09-25
  • ID RA
    APPROVED
    Since 2024-09-25

Branch Locations

Blackfoot, ID • United States

1414 E Center St, Pocatello, ID 83201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Financial Advisors Llc Pocatello ID 04/2010 Present
Securities America, Inc. Pocatello ID 07/2022 06/2024
Arbor Point Advisors Pocatello ID 07/2022 11/2024
Osaic Wealth, Inc. Pocatello ID 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 04/2010 → Present
    Cornerstone Financial Advisors Llc
    Pocatello, ID
  • 07/2022 → 06/2024
    Securities America, Inc.
    Pocatello, ID
  • 07/2022 → 11/2024
    Arbor Point Advisors
    Pocatello, ID
  • 06/2024 → Present
    Pocatello, ID
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2022-08-08 → 2024-11-08
    Arbor Point Advisors
    Pocatello, ID
  • 2013-12-10 → 2022-08-09
    Cetera Advisors Llc
    Greenwood Village, CO
    Pocatello, ID
    Overland Park, KS
    Pocatello, ID
    Pocatello, ID
  • 2010-04-06 → 2013-12-09
    Pocatello, ID
    Cincinnati, OH
  • 2006-02-09 → 2010-04-07
    Securities America Advisors, Inc.
    Chubbuck, ID
  • 1997-09-10 → 2005-12-02
    Osaic Fa, Inc.
    Pocatello, ID
Other Businesses

1. DBA - Red Cedar Wealth Advisors 2. RED CEDAR WEALTH ADVISORS LLC POSITION: Financial Advisor for the firm NATURE: I am part of this group for marketing purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: 1414 E Center Street, Pocatello ID 83201, United States DESCRIPTION: This is marketing name that I will be using on my business cards etc. for my securities business. 3. GOOSE BAY HOA POSITION: SECRETARY NATURE: HOME OWNERS ASSOCIATION INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2025 ADDRESS: 3883 n goose bay drive, island park ID 83433, United States DESCRIPTION: ASSOCIATION CORRESPONDENCE AND MEETING ATTENDENCE ONCE A YEAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-30
S63 Uniform Securities Agent State Law Examination 1988-06-01
  • S65 Uniform Investment Adviser Law Examination
    1997-04-30
  • S63 Uniform Securities Agent State Law Examination
    1988-06-01
Designations
Other Names
  • Dale Almond

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pocatello, ID

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor