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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-10-28
TX RA APPROVED 2024-10-28
  • MI RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-28

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

3680 W Liberty Rd, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 06/2006 10/2024
Osaic Wealth Scottsdale AZ 10/2024 Present
Osaic Advisory Services Atlanta GA 10/2024 Present
  • 06/2006 → 10/2024
    Sigma Financial Corporation
    Ann Arbor, MI
  • 10/2024 → Present
    Osaic Wealth
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
  • 2008-10-06 → 2024-10-28
    Ann Arbor, MI
    Ann Arbor, MI
Other Businesses

1. A2 Enterprises LLC - Passive partner, LLC owns a rental duplex in Ann Arbor, MI, Started 10/21/2013, 2 hours per month spent on activity and 0 hours per month during securities trading hours; 2. JBSK GROUP LLC POSITION: passive partner NATURE: LLC - passive investment in Frita Batidos restaurant (Ann Arbor, MI location and Detroit, MI location)JBSK Group LLC is a minority owner of Frita Ann Arbor LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2011 ADDRESS: 1400 Westfiled, Ann Arbor MI 48103, United States DESCRIPTION: passive partner 3. J2B1K LLC - Passive partner, Started 09/01/2024, 1 hours per month spent on activity and 0 hours per month during securities trading hours 4. JSK REGENTS POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 337 Tamarack Dr, Saline MI 48176, United States DESCRIPTION: passive partner in Regents Field sports bar/restaurant in Ann Arbor, MI 5. INCAP LLC POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2017 ADDRESS: 1400 Westfield, Ann Arbor MI 48103, United States DESCRIPTION: passive partner in LLC 6. INSURANCE POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2009 ADDRESS: 3680 W Liberty, Ann Arbor MI 48103, United States DESCRIPTION: Occasional fixed insurance for clients 7. STEVEN MORSE AND COMPANY POSITION: affiliated in name only NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/23/2017 ADDRESS: 3680 W Liberty, Ann Arbor MI 48103, United States DESCRIPTION: Steven Morse and Company is a DBA for security business and that Steven Morse and Company is an assumed name with the SOS of the State of Michigan under the registered entity of Steven W. Morse, Inc. 8. 3J2B1K LLC POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 1820 Crestland, Ann Arbor MI 48104, United States DESCRIPTION: passive partner in LLC 9. A2 ENTERPRISES POSITION: passive partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2013 ADDRESS: 1400 Westfield, Ann Arbor MI 48103, United States DESCRIPTION: passive partner, the LLC owns a rental duplex in Ann Arbor, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-18
  • S66 Uniform Combined State Law Examination
    2008-08-18
Designations

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