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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-28 |
| TX | RA | APPROVED | 2024-10-28 |
Branch Locations
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 06/2006 | 10/2024 |
| Osaic Wealth | Scottsdale | AZ | 10/2024 | Present |
| Osaic Advisory Services | Atlanta | GA | 10/2024 | Present |
1. A2 Enterprises LLC - Passive partner, LLC owns a rental duplex in Ann Arbor, MI, Started 10/21/2013, 2 hours per month spent on activity and 0 hours per month during securities trading hours; 2. JBSK GROUP LLC POSITION: passive partner NATURE: LLC - passive investment in Frita Batidos restaurant (Ann Arbor, MI location and Detroit, MI location)JBSK Group LLC is a minority owner of Frita Ann Arbor LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2011 ADDRESS: 1400 Westfiled, Ann Arbor MI 48103, United States DESCRIPTION: passive partner 3. J2B1K LLC - Passive partner, Started 09/01/2024, 1 hours per month spent on activity and 0 hours per month during securities trading hours 4. JSK REGENTS POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 337 Tamarack Dr, Saline MI 48176, United States DESCRIPTION: passive partner in Regents Field sports bar/restaurant in Ann Arbor, MI 5. INCAP LLC POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2017 ADDRESS: 1400 Westfield, Ann Arbor MI 48103, United States DESCRIPTION: passive partner in LLC 6. INSURANCE POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2009 ADDRESS: 3680 W Liberty, Ann Arbor MI 48103, United States DESCRIPTION: Occasional fixed insurance for clients 7. STEVEN MORSE AND COMPANY POSITION: affiliated in name only NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/23/2017 ADDRESS: 3680 W Liberty, Ann Arbor MI 48103, United States DESCRIPTION: Steven Morse and Company is a DBA for security business and that Steven Morse and Company is an assumed name with the SOS of the State of Michigan under the registered entity of Steven W. Morse, Inc. 8. 3J2B1K LLC POSITION: passive partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 1820 Crestland, Ann Arbor MI 48104, United States DESCRIPTION: passive partner in LLC 9. A2 ENTERPRISES POSITION: passive partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2013 ADDRESS: 1400 Westfield, Ann Arbor MI 48103, United States DESCRIPTION: passive partner, the LLC owns a rental duplex in Ann Arbor, MI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-18 |
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