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Kevin Thomas Deegan

Osaic Wealth, Inc.

Westlake Village, CA

CRD 733265

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-03-04
CA RA APPROVED 2015-06-05
  • NV RA
    APPROVED
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2015-06-05

Branch Locations

2629 Townsgate Rd Suite 245, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Thousand Oaks CA 11/1989 08/2023
Osaic Wealth, Inc Thousand Oaks CA 08/2023 Present
  • 11/1989 → 08/2023
    Royal Alliance Associates, Inc.
    Thousand Oaks, CA
  • 08/2023 → Present
    Osaic Wealth, Inc
    Thousand Oaks, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-17
  • S63 Uniform Securities Agent State Law Examination
    1983-01-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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