Lori Griffith Vorwerk

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 03/2017
  Morgan Stanley Smith Barney
  Houston, TX
• 03/2017 → 04/2025
  Ubs
  Houston, TX
• 04/2025 → Present
  Stifel
  Houston, TX

Previous Registrations

• 2017-03-15 → 2025-04-29
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
• 2013-08-03 → 2017-03-16
  Morgan Stanley
  Houston, TX
• 1991-01-01 → 2004-03-10
  Ubs Financial Services Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2013-08-02
• S63 Uniform Securities Agent State Law Examination
  1981-06-23

Other Names

• Lori Lee Wade
• Lori Lee Griffith
• Lori Lee Crum
• Lori Vorwerk