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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-17
MN RA APPROVED 2025-01-17
ND RA APPROVED 2025-01-17
  • MI RA
    APPROVED
    Since 2025-01-17
  • MN RA
    APPROVED
    Since 2025-01-17
  • ND RA
    APPROVED
    Since 2025-01-17

Branch Locations

47 North Broadway, Pelican Rapids, MN 56572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Pelican Rapids MN 10/2011 11/2017
Advisornet Wealth Management Minneapolis MN 11/2017 Present
Retirement Advisory Services, Inc. Pelican Rapids MN 01/2000 Present
Royal Alliance Associates, Inc. Pelican Rapids MN 11/2020 Present
  • 10/2011 → 11/2017
    Proequities, Inc
    Pelican Rapids, MN
  • 11/2017 → Present
    Advisornet Wealth Management
    Minneapolis, MN
  • 01/2000 → Present
    Retirement Advisory Services, Inc.
    Pelican Rapids, MN
  • 11/2020 → Present
    Royal Alliance Associates, Inc.
    Pelican Rapids, MN
Previous Registrations
  • 2017-11-29 → 2020-11-12
    Pelican Rapids, MN
    Minnetonka, MN
  • 2011-10-24 → 2017-12-19
    Concourse Financial Group Securities, Inc.
    Pelica Rapids, MN
    Fargo, ND
    Pelican Rapids, MN
  • 2007-03-12 → 2011-10-13
    National Planning Corporation
    Fargo, ND
    Pelican Rapids, MN
  • 2004-07-02 → 2007-03-02
    Fargo, ND
    Pelican Rapids, MN
    Pelican Rapids, MN
Other Businesses

1) GARY LAGE POSITION: OWNER NATURE: INSURANCE PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 20 START DATE: 01/02/1986 ADDRESS: 47 N BROADWAY, PELICAN RAPIDS MN 56572 DESCRIPTION: SALES OF FIXED INSURANCE; FIXED LIFE, DISABILITY & ANNUITIES 2) RETIREMENT ADVISORY SERVICES POSITION: sole proprietor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1986 ADDRESS: 47 N Broadway, Pelican Rapids MN 57657, United States DESCRIPTION: apply for and issue annuity contracts, MYGA annuities 3) GARY LAGE POSITION: AGENT NATURE: EIA SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2014 ADDRESS: 47 N BROADWAY, PELICAN RAPIDS MN 56572 DESCRIPTION: SALE OF EIA 4) GARY LAGE POSITION: OWNER NATURE: GARY LAGEPOSITION: AGENT NATURE: EIA SALES,FIXED INSURANCE, FIXED ANNUITIES ANDTERM CARE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2014ADDRESS: 47 N BROADWAY, PELICAN RAPIDS MN 56572DESCRIPTION: SALE OF EIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1981 ADDRESS: 47 North Broadway, Pelican Rapids MN 56572, United States DESCRIPTION: SALES AND SERVICE OF INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-01
S63 Uniform Securities Agent State Law Examination 1984-08-03
  • S65 Uniform Investment Adviser Law Examination
    1995-05-01
  • S63 Uniform Securities Agent State Law Examination
    1984-08-03
Designations

View on SEC IAPD

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