Mallen Urso Bruggeman

Employer firm

Auctus Advisors LLC CRD 289489

$613M regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2017
  M Holdings Securities, Inc.
  Portland, OR
• 02/2015 → 12/2017
  Mbl Advisors
  Charlotte, NC
• 12/2017 → Present
  Auctus Advisors Llc
  Charlotte, NC
• 01/2018 → Present
  Auctus Advisors Llc
  Charlotte, NC

Other Businesses

Mallen Marie Urso is a licensed insurance agent. From time to time, she will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Auctus Advisors LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Auctus Advisors LLC in their capacity as a licensed insurance agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-07
• S63 Uniform Securities Agent State Law Examination
  2015-09-03

Other Names

• Mallen M Urso
• Mallen Marie Urso