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325 Arlington Avenue Suite 625, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-20 |
| NC | RA | APPROVED | 2017-12-08 |
| TX | RA | APPROVED | 2017-12-08 |
Branch Locations
325 Arlington Avenue Suite 625, Charlotte, NC 28203 • United States
117 S Broadway Northside, Pelican Rapids, MN 56572 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 07/2015 | 12/2017 |
| Mbl Advisors | Charlotte | NC | 02/2015 | 12/2017 |
| Auctus Advisors Llc | Charlotte | NC | 12/2017 | Present |
| Auctus Advisors Llc | Charlotte | NC | 01/2018 | Present |
Mallen Marie Urso is a licensed insurance agent. From time to time, she will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Auctus Advisors LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Auctus Advisors LLC in their capacity as a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-03 |
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