Jack Diener Simpson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Milwaukee, WI
• 06/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Milwaukee, WI

Other Businesses

(1)Name of Business: RJ-Milwaukee Address: 759 N Milwaukee St Ste 301, Milwaukee, WI, 53202, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/20/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: owner of 40%of the branch

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-03-26