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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-13
WI RA APPROVED 2009-06-02
  • TX RA
    APPROVED_RES
    Since 2025-08-13
  • WI RA
    APPROVED
    Since 2009-06-02

Branch Locations

759 N. Milwaukee Street Suite 301, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Milwaukee WI 01/1999 Present
Raymond James Financial Services Advisors, Inc Milwaukee WI 06/2009 Present
Other Businesses

(1)Name of Business: RJ-Milwaukee Address: 759 N Milwaukee St Ste 301, Milwaukee, WI, 53202, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/20/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: owner of 40%of the branch

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-03-26
  • S63 Uniform Securities Agent State Law Examination
    1981-03-26

View on SEC IAPD

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