Inactive

John Philip Fredrick

Rockcrest Financial LLC

Somers Point, NJ

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Current Employers

Rockcrest Financial Llc

551 New Road Suite B, Somers Point, NJ 08244 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-02-18
NJ	RA	APPROVED	2019-07-09

PA RA
APPROVED

Since 2022-02-18
NJ RA
APPROVED

Since 2019-07-09

Branch Locations

551 New Road Suite B, Somers Point, NJ 08244 • United States

Bushkill, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cypress Financial Planning	Woodbury	NJ	05/2016	06/2019
Rockcrest Finanical Llc	Williamstown	NJ	07/2019	Present

05/2016 → 06/2019

Cypress Financial Planning

Woodbury, NJ
07/2019 → Present

Rockcrest Finanical Llc

Williamstown, NJ

Previous Registrations

2016-05-25 → 2019-07-01

Cypress Financial Planning

Millville, NJ
2009-01-02 → 2016-06-16

Cambridge Investment Research Advisors, Inc.

Woodstown, NJ
2002-09-10 → 2008-12-31

Cincinnati Analysts, Inc.

Millville, NJ

Woodstown, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-07-29

S63 Uniform Securities Agent State Law Examination

1998-07-29

Designations

Other Names

John Philip Frederick

View on SEC IAPD

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Other Offices

CBF ADVISORS, LLC · NEW YORK, NY

CLEARBROOK INVESTMENT SOLUTIONS LLC · NEW YORK, NY

CLEARBROOK INVESTMENT CONSULTING LLC · NEW YORK, NY

SANDTON CAPITAL PARTNERS, LP · NEW YORK, NY

MARITIME CAPITAL · NEW YORK, NY

TELSEY CONSUMER FUND MANAGEMENT LP · NEW YORK, NY

10,000 DAYS CAPITAL MANAGEMENT LLC · NEW YORK, NY

CETERA INVESTMENT ADVISERS LLC · NEW YORK, NY

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