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80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-15 |
| NY | RA | APPROVED | 2021-04-08 |
Branch Locations
80 State Street, Albany, NY 12207 • United States
Rensselaer, NY • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 05/1997 | Present |
| Pks Advisory Services, Llc | Albany | NY | 12/2005 | Present |
1)PKSA (PKS ADVISORY) 18 CORPORATE WOODS BLVD, ALBANY NY 12211, RIA/ INVESTMENT ADVISOR REP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-15 |
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