Jeffrey Gareth Heimstaedt

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Los Angeles, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2008-03-25 → 2014-12-15
  Oppenheimer & Co. Inc.
  Newport Beach, CA
• 1997-07-08 → 2008-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

WEB CAM, NOT INV RELATED, NEWPORT BEACH, CA, 100% OWNER, START 6/1999, 0 HOURS; RENTAL PROPERTY, INV RELATED, NEWPORT BEACH, CA, 100% OWNER, START 1/2012, 3-5 HOURS PER MONTH/0 DURING TRADING. RENTAL PROPERTY, INV RELATED, NEWPORT BEACH, CA, 50% OWNED W/SPOUSE, 3-5 HOURS, START 6/2013 - RENTAL PROPERTY, INV RELATED, NEWPORT BEACH, CA, 100% OWNED W/SPOUSE, 3-5 HOURS, START 12/2012 - N & H PROPERTIES LLC, INV RLEATED, NEWPORT BEACH, CA, 50% OWNER, START: 10/1/2017, 1 HOUR PER MONTH/0 DURING TRADING. ECHO BEACH, LLC, INV RELATED, NEWPORT BEACH, CA, 100% OWNER, START: 10/1/2017, 2 HOURS PER MONTH/0 DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; COSTA MESA,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 05/06/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 12/31/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, CONSULT ON PURCHASES AND OPERATION OF RESIDENTIAL RENTAL REAL ESTATE. RENTAL PROPERTY, INVT RELATED, NEWPORT BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 12/2/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, CONSULT ON PURCHASES AND OPERATION OF RESIDENTIAL RENTAL REAL ESTATE. RENTAL PROPERTY; INVESTMENT RELATED; COSTA MESA,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 05/14/2021; NUMBER OF HOURS PER MONTH 1.5; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1988-04-05