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James Michael Parsons

Mml Investors Services, LLC

Naples, FL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Napels FL 09/1999 03/2017
Mml Investors Services, Llc Naples FL 03/2017 Present
Massmutual Life Insurance Co Naples FL 07/2016 Present
  • 09/1999 → 03/2017
    Metlife Securities
    Napels, FL
  • 03/2017 → Present
    Naples, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Naples, FL
Previous Registrations
  • 1999-10-19 → 2017-03-25
    Msi Financial Services, Inc.
    Naples, FL
    Ft. Myers, FL
    Ft. Myers, FL
    Naples, FL
Other Businesses

(1) NAME: JAMES M PARSONS IVN REL: N ADDR: 15100 PATRIOT PLACE, NAPLES, FL 34110 NATURE: SPORTS OFFICIAL, ANNOUNCER OF VARSITY FOOTBALL GAMES POSITION: ANNOUNCER START: 09/1995 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. DUTIES: ANNOUNCING VARSITY FOOTBALL GAMES AT AUBREY ROGERS HIGH SCHOOL. (2) NAME: JMP FINANCIAL LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: LLC FOR TAX EFFICIENCY PURPOSES POSITION: OWNERSHIP START: 04/06/2020 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: JAMES M PARSONS INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 6/21/2021 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 10 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14
Other Names
  • James Parsons

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