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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-05-16
  • KS RA
    APPROVED
    Since 2022-05-16

Branch Locations

5700 W 112Th St Ste 130, Overland Park, KS 66211 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Overland Park KS 12/2012 01/2022
Nvision Wealth Group, Llc (Formerly: Shadowstone Partners) Overland Park KS 10/2014 12/2017
Iht Wealth Management Llc Overland Park KS 12/2017 01/2022
Ameriprise Financial Services, Llc Overland Park KS 01/2022 Present
  • 12/2012 → 01/2022
    Lpl Financial Llc
    Overland Park, KS
  • 10/2014 → 12/2017
    Nvision Wealth Group, Llc (Formerly: Shadowstone Partners)
    Overland Park, KS
  • 12/2017 → 01/2022
    Iht Wealth Management Llc
    Overland Park, KS
  • 01/2022 → Present
    Overland Park, KS
Previous Registrations
Other Businesses

Board of Directors; Kansas City Christian School; Board Secretary; 4801 W 79th Street, , Prairie Village, KS, 66208; Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Creative Collaboration; Associate Financial Advisor - Role is (Financial Advisor - Advisory Services) this is compensation paid to me for providing client service support, analysis and recommendations as it relates to financial planning and managed accounts. This work includes: directing staff duties on a day to day basis, executing paperwork, completing analysis, providing recommendations, meeting with clients, answering ad hoc questions/calls from clients and ensuring key compliance expectations are being met.; ; 5700 W 112th St, Ste 130, , Overland Park, KS, 66211; Investment-Related; 05/18/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-16
S66 Uniform Combined State Law Examination 2006-09-01
  • S65 Uniform Investment Adviser Law Examination
    2022-05-16
  • S66 Uniform Combined State Law Examination
    2006-09-01

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