Bruce Edward Orenstein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-08
TX	RA	APPROVED_RES	2019-09-23
FL	RA	APPROVED	2018-04-09
NJ	RA	APPROVED	2008-10-08

NY RA
APPROVED

Since 2021-11-08
TX RA
APPROVED_RES

Since 2019-09-23
FL RA
APPROVED

Since 2018-04-09
NJ RA
APPROVED

Since 2008-10-08

Branch Locations

New City, NY • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Boca Raton, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Pearl River	NY	10/1999	Present

10/1999 → Present

Ubs Financial Services Inc.

Pearl River, NY

Other Businesses

1)THOMAS AQUIMAS COLLEGE, SPARKILL, NY; ADJUNCT PROFESSOR FROM 09/2006 TO THE PRESENT; 15 HOURS DEVOTED PER MONTH. 2) ESTATE OF HILDA BAREN BRUCE ORENSTEIN / EXECUTOR / PRIVATE ORGANIZATION OWNERSHIP / 2 HOURS PER MONTH / INVOLVEMENT SINCE 02/08/2010 / POSITION HELD - EXECUTOR OF THE ESTATE. 2) Rutgers Center for Innovation Educaton / 35 Berrue Circle Piscataway,NJ 08854 / Educational Establishment/ Education / Linking industry with academia / Member of Board of directors / Strategic review of Center's credit and non-credit offerings, share professional experiences, promote goal of linkage of industry with academia / Start Date 1/1/2019 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-29
S63	Uniform Securities Agent State Law Examination	1982-10-04

S65 Uniform Investment Adviser Law Examination

1995-06-29
S63 Uniform Securities Agent State Law Examination

1982-10-04

View on SEC IAPD