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Ferry Capital Management LLC CRD 171725
$8.34M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Duck, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-04-21 |
| MN | RA | APPROVED | 2019-11-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ferry Capital Management, Llc | Edina | MN | 03/2016 | 10/2016 |
| Ferry Capital Management, Llc | Minneapolis | MN | 12/2019 | 05/2020 |
| Ferry Capital Management, Llc | Duck | NC | 10/2016 | 12/2019 |
| Ferry Capital Management, Llc | Duck | NC | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-17 |
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