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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-16 |
| TX | RA | APPROVED_RES | 2021-02-24 |
| FL | RA | APPROVED | 2018-12-18 |
| NC | RA | APPROVED | 2018-12-07 |
| CT | RA | APPROVED | 2018-11-19 |
Branch Locations
800 Post Road 2Nd Floor, Darien, CT 06820 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Glastonbury | CT | 03/2008 | 01/2017 |
| Rbc Capital Markets Llc | Parkland | FL | 01/2017 | 11/2018 |
| Janney Montgomery Scott Llc | Glastonbury | CT | 11/2018 | Present |
| Janney Montgomery Scott Llc | Boca Raton | FL | 10/2022 | 12/2025 |
| Janney Montgomery Scott Llc | Parkland | FL | 01/2026 | Present |
Property Rental, Glastonbury, CT. Owner (09/2024), collect rental income, no time involved.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-16 |
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