Roy Jeffrey Stewart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-03

MI RA
APPROVED

Since 2010-09-03

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Farmington Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Farmington Hills	MI	04/2001	Present

04/2001 → Present

Lpl Financial, Llc

Farmington Hills, MI

Other Businesses

1. 3/29/2002: EDUCATOR'S FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-22

S63 Uniform Securities Agent State Law Examination

1998-10-22

Designations

Certified Financial Planner

Other Names

Roy Jeff Stewart

View on SEC IAPD