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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| MD | RA | APPROVED | 2009-04-23 |
Branch Locations
100 West Road Suite 500, Towson, MD 21204 • United States
Bel Air, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Council, Inc. | Towson | MD | 02/1988 | Present |
| Aig Great Rate Plus Mortgage | Wilmington | DE | 04/2004 | 08/2023 |
| Commonwealth Financial Network | Waltham | MA | 04/2009 | Present |
| Financial Council Asset Management, Inc. | Towson | MD | 02/1988 | Present |
| Financial Council, Llc | Towson | MD | 05/2024 | Present |
1) Fixed Insurance sales. as of 2008; 1% of time spent during business hours; Conducted at branch location; Investment related. 2) IAR of RIA Financial Council LLC spending approx 50% of time providing asset management services to clients. 3) Co-Owner, Gin Mill, LLC; real estate entity; as of 2010; 1% of time spent during business hours; Conducted at branch location; not investment related. 4) Owner, William M. Leeb, Inc., as of 2009; 0% of time spent during business hours; Conducted at branch location; investment related. 5) Co-Owner, Financial Council, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2024; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-05 |
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