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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
MD RA APPROVED 2009-04-23
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • MD RA
    APPROVED
    Since 2009-04-23

Branch Locations

100 West Road Suite 500, Towson, MD 21204 • United States

Bel Air, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Council, Inc. Towson MD 02/1988 Present
Aig Great Rate Plus Mortgage Wilmington DE 04/2004 08/2023
Commonwealth Financial Network Waltham MA 04/2009 Present
Financial Council Asset Management, Inc. Towson MD 02/1988 Present
Financial Council, Llc Towson MD 05/2024 Present
  • 02/1988 → Present
    Financial Council, Inc.
    Towson, MD
  • 04/2004 → 08/2023
    Aig Great Rate Plus Mortgage
    Wilmington, DE
  • 04/2009 → Present
    Waltham, MA
  • 02/1988 → Present
    Financial Council Asset Management, Inc.
    Towson, MD
  • 05/2024 → Present
    Financial Council, Llc
    Towson, MD
Previous Registrations
  • 2009-02-27 → 2009-04-22
    Fsc Securities Corporation
    Towson, MD
  • 1994-01-07 → 2009-02-27
    Advantage Capital Corporation
    Towson, MD
    Towson, MD
Other Businesses

1) Fixed Insurance sales. as of 2008; 1% of time spent during business hours; Conducted at branch location; Investment related. 2) IAR of RIA Financial Council LLC spending approx 50% of time providing asset management services to clients. 3) Co-Owner, Gin Mill, LLC; real estate entity; as of 2010; 1% of time spent during business hours; Conducted at branch location; not investment related. 4) Owner, William M. Leeb, Inc., as of 2009; 0% of time spent during business hours; Conducted at branch location; investment related. 5) Co-Owner, Financial Council, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2024; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-30
S63 Uniform Securities Agent State Law Examination 1986-02-05
  • S65 Uniform Investment Adviser Law Examination
    1993-11-30
  • S63 Uniform Securities Agent State Law Examination
    1986-02-05
Designations
Other Names
  • Bill Leeb
  • William M Leeb

View on SEC IAPD

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