Bruce Daniel Barron

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Minneapolis, MN
• 04/2016 → 07/2021
  Waddell & Reed, Inc
  Bloomington, MN
• 07/2010 → 11/2017
  A. Vision Partners
  Minneapolis, MN
• 07/2008 → 07/2021
  A Vision Llc
  Minneapolis, MN
• 02/2020 → 07/2021
  Tahanan Llc
  Minneapolis, MN
• 07/2021 → Present
  Lpl Financial Llc
  Bloomington, MN

Previous Registrations

• 2016-05-02 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Bloomington, MN
• 2010-12-16 → 2016-05-10
  Ubs Financial Services Inc.
  Minneapolis, MN
• 2005-02-16 → 2010-12-01
  Nations Financial Group, Inc.
  New Prague, MN
  Edina, MN
  Minneapolis, MN
• 2003-07-01 → 2005-01-06
  Wells Fargo Clearing Services, Llc
  Bloomington, MN
• 1995-02-03 → 2003-07-01
  Prudential Equity Group, Llc
  Minneapolis, MN

Other Businesses

1) 2007 - Real Estate Rental / Bruce Barron / 5Hrs/Mo / Investment Related / 2101 Emerson Ave N, Minneapolis , MN, , 55411 2) 03/01/2022 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date - 03/15/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 3) 03/08/2022 - A. Vision LLC - Investment Related - Nisswa, MN - Real Estate Rental - Start Date: 02/18/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 11/03/2025 - Mustard LLC/Tudor One LLC - Real Estate Rental - Minnetonka MN - Investment Related - Start Date 10/17/2025 - 10 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2019-10-24
• S65 Uniform Investment Adviser Law Examination
  1994-06-22
• S63 Uniform Securities Agent State Law Examination
  1981-05-19