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Thomas Henry Kirk

Hightower Advisors, LLC

Chicago, IL

Wichita, KS

CRD 731290

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-31
  • KS RA
    APPROVED
    Since 2022-10-31

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

8301 E 21St N# 150, Wichita, KS 67206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wichita KS 06/2009 09/2016
6 Meridian Llc Wichita KS 09/2016 12/2021
Private Client Services Wichita KS 09/2016 12/2021
Hightower 6M Holdings Wichita KS 12/2021 Present
  • 06/2009 → 09/2016
    Wichita, KS
  • 09/2016 → 12/2021
    6 Meridian Llc
    Wichita, KS
  • 09/2016 → 12/2021
    Private Client Services
    Wichita, KS
  • 12/2021 → Present
    Hightower 6M Holdings
    Wichita, KS
Previous Registrations
  • 2022-01-03 → 2022-11-04
    Hightower 6M Holding, Llc
    Wichita, KS
  • 2016-09-09 → 2022-02-25
    6 Meridian Llc
    Wichita, KS
  • 2009-06-01 → 2016-09-19
    Wichita, KS
  • 2008-07-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wichita, KS
  • 2001-03-01 → 2008-07-24
    Wichita, KS
    Wichita, KS
Other Businesses

1) Devlin Grandchildren's Trust. 1313 N Webb Rd, Suite 100, Wichita, KS 67206. Trust set up for the benefit of the grandchildren of Thomas R Devlin. Co Trustees of trust with two other trustees. 0 hrs/mo; 0 during trading hrs. 2) Devlin Legacy Trust. 1313 N Webb Rd, Ste 100, Wichita, KS 67206. Trust set up for the benefit of the children of Thomas R Devlin. Co trustees of trust with two other trustees. 0 hrs/mo; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-01
S63 Uniform Securities Agent State Law Examination 1981-05-20
  • S65 Uniform Investment Adviser Law Examination
    1994-12-01
  • S63 Uniform Securities Agent State Law Examination
    1981-05-20
Other Names
  • Tom Kirk
  • Thomas Henry Kirk
  • Thomas Henry Kirk
  • Thomas Henry Kirk Iii

View on SEC IAPD

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