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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2010-10-22 |
| TX | RA | APPROVED_RES | 2010-10-06 |
Branch Locations
13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Omaha | NE | 09/2010 | Present |
SHOE DOG LLC; 18902 Honeysuckle Dr, Elkhorn, NE 68022; As owner of Shoe Dog LLC, I will be investing in a Red Wing Shoe store; Proprietor/owner; To be a resource to the General Manager of stores. CEO and owner of the privately held company; 12/1/2017; Business hours per month: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-04 |
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