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Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-18
TX RA APPROVED 2024-10-18
  • IL RA
    APPROVED
    Since 2024-10-18
  • TX RA
    APPROVED
    Since 2024-10-18

Branch Locations

1100 Jorie Boulevard Ste 364, Oak Brook, IL 60523 • United States

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Capital, Inc Oak Brook IL 01/1997 03/2023
Securities America, Inc Oak Brook IL 10/2002 03/2023
Lpl Financial Llc Oak Brook IL 03/2023 12/2024
Vestgen Advisors, Llc Oak Brook IL 10/2024 Present
Private Client Services Oak Brook IL 12/2024 Present
  • 01/1997 → 03/2023
    Landmark Capital, Inc
    Oak Brook, IL
  • 10/2002 → 03/2023
    Securities America, Inc
    Oak Brook, IL
  • 03/2023 → 12/2024
    Oak Brook, IL
  • 10/2024 → Present
    Oak Brook, IL
  • 12/2024 → Present
    Private Client Services
    Oak Brook, IL
Previous Registrations
  • 2023-03-24 → 2024-12-03
    San Diego, CA
    Oak Brook, IL
    Oak Brook, IL
  • 1997-12-19 → 2024-04-22
    Landmark Capital Inc.
    Oak Brook, IL
    Oak Brook, IL
Other Businesses

1) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 170 hrs/mo; 170 during trading hrs. 2) Insurance Sales Agent. 1100 Jorie Blvd, Suite 364, Oak Brook, IL 60523. Work with clients to obtain both life insurance and fixed annuities. 0 hrs/mo. Investment related. 3) Kathleen A Gfrorer & Richard Gfrorer Joint Declaration of Trust DTD 09/02/1997. Persona Living Trust. Trustee on Living Trust. 0 hrs/mo. Not investment related. 4) Landmark Capital Inc. 1100 Jorie Blvd, #364, Oak Brook, IL 60523. DBA for LPL Business. Vice President. 2 hrs/mo; 2 during trading hrs. Investment related. 5) Somonauk Gardens Owners Association. 1141 Arbor Lane, Sycamore, IL 60178. Homeowners association. Secretary. 1 hr/mo; 0 during trading hrs. Not investment related. 6)LMC Osprey, Inc; Investment Related; 385 N. Point Rd. Unite 403 Osprey FL. 34229; VetGen Founding Member;Vice President; Effective 06/10/2025; 1 hour per month; 1 hour during trading hours; Founding Member of VestGen

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1982-10-22
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1982-10-22
Designations
Other Names
  • Kathleen Ann Karczewski

View on SEC IAPD

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