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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-07
LA RA APPROVED 2022-12-06
  • CA RA
    APPROVED
    Since 2022-12-07
  • LA RA
    APPROVED
    Since 2022-12-06

Branch Locations

6201 Medau Pl Suite 101, Oakland, CA 94611 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ginsburg Financial Advisors Oakland CA 08/2007 12/2022
Cetera Advisor Networks Llc El Segundo CA 01/2013 12/2022
Lpl Financial Llc Oakland CA 12/2022 06/2025
Wealth Enhancement Advisory Services Oakland CA 12/2022 Present
Wealth Enhancement Group Oakland CA 12/2002 Present
Wealth Enhancement Brokerage Services Oakland CA 12/2022 Present
  • 08/2007 → 12/2022
    Ginsburg Financial Advisors
    Oakland, CA
  • 01/2013 → 12/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2022 → 06/2025
    Lpl Financial Llc
    Oakland, CA
  • 12/2022 → Present
    Wealth Enhancement Advisory Services
    Oakland, CA
  • 12/2002 → Present
    Wealth Enhancement Group
    Oakland, CA
  • 12/2022 → Present
    Wealth Enhancement Brokerage Services
    Oakland, CA
Previous Registrations
  • 2018-04-20 → 2022-12-31
    Ginsburg Financial Advisors
    Oakland, CA
  • 2007-10-09 → 2022-12-01
    Cetera Wealth Services, Llc
    El Segundo, CA
    Oakland, CA
  • 2011-01-14 → 2017-12-31
    Ginsburg Financial Advisors
    Oakland, CA
  • 2007-08-30 → 2010-12-31
    Ginsburg Financial Advisors
    Oakland, CA
  • 1997-07-08 → 2007-11-30
    Associated Securities Corp.
    Oakland, CA
  • 1997-07-08 → 2007-11-30
    Associated Planners Investment Advisory Inc
    Oakland, CA
Other Businesses

Larry Ginsburg / Non-Variable Insurance / INVESTMENT RELATED / OAKLAND, CA WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 11/09/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group- Other - paid survey participant with Alpha Sites- Not Investment Related- At Reported Business Location(s) - Start Date 12/30/2024- 1 hour per month/ 0 hours during trading. Wealth Enhancement Group - Non-Investment Related - Oakland, CA - Fixed Insurance - Insurance Agent - Start Date: 11/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-01
  • S63 Uniform Securities Agent State Law Examination
    1987-04-01
Designations

View on SEC IAPD

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