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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-17
SC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2021-04-17
  • SC RA
    APPROVED
    Since 2009-06-01

Branch Locations

201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Greenville SC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Greenville, SC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Greenville, SC
  • 1991-08-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenville, SC
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-03
S63 Uniform Securities Agent State Law Examination 1982-07-21
  • S65 Uniform Investment Adviser Law Examination
    1994-10-03
  • S63 Uniform Securities Agent State Law Examination
    1982-07-21
Other Names
  • Robert George Sharpe
  • Robert Sharpe Jr
  • Robert Sharpe Jr.

View on SEC IAPD

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