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Richard Christopher Patrick Courtney

Raymond James & Associates, Inc.

Washington, DC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-01
VA RA APPROVED 2019-07-15
DC RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2019-12-01
  • VA RA
    APPROVED
    Since 2019-07-15
  • DC RA
    APPROVED
    Since 2016-09-06

Branch Locations

1899 Pennsylvania Ave Nw Ste 1000, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 01/2001 09/2016
Raymond James & Associates, Inc. Washington DC 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-05
S63 Uniform Securities Agent State Law Examination 1989-08-31
  • S65 Uniform Investment Adviser Law Examination
    1995-05-05
  • S63 Uniform Securities Agent State Law Examination
    1989-08-31
Other Names
  • Richard Christopher Courtney
  • Richard Christophe Courtney

View on SEC IAPD

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