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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-05-30 |
Branch Locations
8801 River Crossing Blvd Suite 100, Indianapolis, IN 46240 • United States
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sheaff Brock Investment Advisors, Llc | Indianapolis | IN | 08/2015 | 09/2016 |
| Innovative Portfolios Llc | Indianapolis | IN | 08/2015 | 10/2025 |
| Salzinger Sheaff Brock, Llc | Indianapolis | IN | 04/2009 | 03/2017 |
| Sheaff Brock Investment Advisors, Llc | Indianapolis | IN | 11/2001 | 09/2025 |
| Salzinger Sheaff Brock, Llc | Indianapolis | IN | 04/2009 | 06/2025 |
| Trust Advisors, Llc | Indianapolis | IN | 12/2018 | 08/2025 |
| Innovative Portfolios, Llc | Indianapolis | IN | 08/2015 | 03/2017 |
| Sbauer Funds, Llc | Carmel | IN | 12/2007 | Present |
| Sbauer Funds, Llc | Indianapolis | IN | 12/2007 | 03/2019 |
| Pickle Indy Llc | Indianapolis | IN | 11/2023 | Present |
| Allworth Financial | Indianapolis | IN | 05/2025 | Present |
Pickle Indy LLC, 8801 River Crossing BLVD, Ste 100, Indianapolis IN 46240, Recreation Sports, Owner, Start 11/2023, 15 hours per month / 4 hours per week during trading, Firm Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-03 |
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