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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-05
VA RA APPROVED 2015-11-12
  • TX RA
    APPROVED_RES
    Since 2020-02-05
  • VA RA
    APPROVED
    Since 2015-11-12

Branch Locations

300 32Nd Street Suites 102 And 520, Virginia Beach, VA 23451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Norfolk VA 11/2015 Present
  • 11/2015 → Present
    Raymond James & Associates
    Norfolk, VA
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1004 Sedona Circle, Virginia Beach, VA, 23456, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/30/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Building a YouTube Channel that recounts anecdotes of my experience as a US Navy pilot from 1972 to present...the present day would involve anecdotes of pilots I flew with. e.g. Charles F. Burlingame was a squadron mate who was the Captain of the Flight that his the Pentagon on 9/11. \nIn 1976 we met Ringo Starr in Monaco and hosted him aboard or ship. (2)Name of Business: Naviator Shirt Company Address: 1004 Sedona circle, Virginia Beach, VA, 23456, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Mange website and products offered for sale (3)Name of Business: NAVIATOR Shirt Company (not NAVIGATOR) Address: 1004 Sedona circle, Virginia Beach, VA, 23456, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: producing and shipping embroidered "polo" shirts with military insignias.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-21
S63 Uniform Securities Agent State Law Examination 1981-05-11
  • S65 Uniform Investment Adviser Law Examination
    1994-03-21
  • S63 Uniform Securities Agent State Law Examination
    1981-05-11

View on SEC IAPD

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