Craig David Pfeiffer

Current Employers

Employment History

• 01/2012 → Present
  Advisors Ahead, Llc
  Huntington, NY
• 01/2012 → Present
  Hohting Group, Llc
  Huntington, NY
• 05/2015 → Present
  Money Management Institute
  New York, NY
• 04/2018 → Present
  Corsair Capital
  New York, NY
• 05/2016 → Present
  Westfield Insurance, Ohio Farmers Insurance Company
  Westfield Center, OH
• 07/2020 → Present
  Riskbridge Advisors, Llc
  New Canaan, CT

Previous Registrations

• 2009-06-01 → 2011-10-14
  Morgan Stanley
  Purchase, NY
• 2003-04-23 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR
  Portland, OR
  New York, NY

Other Businesses

1. Name of Business: Money Management Institute; Investment-Related: No, not investment-related; Business Address:1177 Avenue of the Americas, 7th Floor, New York, NY 10036; Nature of Business: Industry Association; Position/Title: President & CEO; Start date: 5/1/2015; Approximate hours per month devoted to business: 120; Number of hours per day devoted during trading hours: 4-6; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation. 2. Name of Business: Hohting Group, LLC; Investment Related?: No, business is related to financial services industry, not investments; Business Address: 14 Auserehl Court, Huntington, NY 11743; Nature of Business: Management Consulting; Position/Title: President & CEO; Start date: 1/1/2012; Approximate hours per month devoted to business: 5; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation. 3.Name of Business: Westfield Insurance, Ohio Farmers Insurance Company; Investment-Related?: No, not investment-related; Business Address: One Park Circle, PO Box 5001, Westfield Center, OH 44251; Nature of Business: Property & Casualty Insurance; Position/Title: Board Director; Start date: 5/1/2016; Approximate hours per month devoted to business: 4-6; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Independent Board Director. 4. Name of Business: Corsair Capital; Investment-Related?: Yes, but role is separated from investment activities; Business Address: 717 Fifth Avenue, 24th Floor, New York, NY 10022; Nature of Business: Private Equity; Position/Title: Operating Partner; Start date: 4/1/2018; Approximate hours per month devoted to business: 4-6; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Advisory services with financial services industry experience and expertise. 5. Name of Business: Advisors Ahead, LLC; Investment-Related?: No, not investment-related; Business Address: 14 Auserehl Court, Huntington, NY 11743; Nature of Business: Financial services training and education; Position/Title: President & CEO; Start date: 1/1/2012; Approximate hours per month devoted to business: 3; Number of hours per day devoted during trading hours: 0.1; Description of duties performed: Full executive responsibility for strategy, staffing, finances, operations, initiatives and their implementation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-10
• S63 Uniform Securities Agent State Law Examination
  1996-12-30