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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-10-02 |
| IL | RA | APPROVED | 2025-06-20 |
Branch Locations
122 S County Farm Road Suite C, Wheaton, IL 60187 • United States
Winfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 08/2017 | 11/2021 |
| Alphabit Trading | Chicago | IL | 08/2016 | 03/2017 |
| Unemployed | Chicago | IL | 03/2017 | 08/2017 |
| American Portfolios Financial Services Inc | Holbrook | NY | 11/2021 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 06/2025 |
| Ausdal Financial Partners, Inc | Davenport | IA | 06/2025 | Present |
1. FISCH FINANCIAL, LLC; INVESTMENT RELATED; WINFIELD,IL; TAX PREPARATION; OWNER/SHAREHOLDER; ACTIVITY BEGAN 11/2021; I DEVOTE APPX 40 HOURS PER MONTH TO THIS ACTIVITY WITH 10 OF THOSE HOURS DURING TRADING HOURS; TAX PREPARATION, BOOKKEEPING AND ACCOUNTING SERVICES. 2. OUTSIDE INSURANCE SALES; INVESTMENT RELATED; WINFIELD, IL; INSURANCE SALES; AGENT; ACTIVITY BEGAN 11/2021; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS AS NEEDED. 3. WESTERN DUPAGE CHAMBER OF COMMERCE; NON INVESTMENT RELATED; WEST CHICAGO, IL; CHAMBER OF COMMERCE; BOARD TREASURER; ACTIVITY BEGAN 12/2025; I DEVOTE APPX 4 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; REVIEW FINANCIAL STATEMENTS AND ASSIST WITH BUDGET FORMULATION. 4. ST MICHAEL CATHOLIC CHURCH; NON INVESTMENT RELATED; WHEATON, IL; CHURCH COMMITTEE; CHAIRMAN OF PARISH COUNCIL; ACTIVITY BEGAN 12/2025; I DEVOTE APPX 4 HOURS TO THIS ACTIVITY WITH ONE OF THOSE HOURS DURING TRADING HOURS; REVIEW FINANCIAL STATEMENTS AND BUDGET PROPOSALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-28 |
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