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Alexander Webster Pierce

Beacon Pointe Advisors, LLC

Dallas, TX

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-26
  • TX RA
    APPROVED
    Since 2023-09-26

Branch Locations

5960 Berkshire Lane Suite 1150, Dallas, TX 75225 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxbow Advisors, Llc Austin TX 04/2011 07/2023
Beacon Pointe Advisors, Llc Dallas TX 09/2023 Present
Previous Registrations
  • 2011-06-08 → 2023-07-10
    Oxbow Advisors, Llc
    San Antonio, TX
    Austin, TX
  • 2010-05-04 → 2015-04-23
    Herndon Plant Oakley, Ltd.
    San Antonio, TX
    Corpus Christi, TX
  • 1999-04-19 → 2010-05-04
    Roger H. Jenswold & Co., Inc.
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-23
S63 Uniform Securities Agent State Law Examination 1981-05-22
  • S65 Uniform Investment Adviser Law Examination
    1994-08-23
  • S63 Uniform Securities Agent State Law Examination
    1981-05-22
Other Names
  • Rusty Pierce
  • Alexander Webster Pierce
  • Alexander Webster Pierce

View on SEC IAPD

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