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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-11-10
  • VA RA
    APPROVED
    Since 2014-11-10

Branch Locations

24 Watergate Terrace, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lombard Securities Inc. Newport News VA 09/2013 Present
  • 09/2013 → Present
    Lombard Securities Inc.
    Newport News, VA
Previous Registrations
  • 2012-12-07 → 2013-09-24
    Securities America Advisors, Inc.
    Newport News, VA
  • 1998-06-22 → 2012-12-12
    Investors Security Company, Inc.
    Suffolk, VA
    Newport News, VA
    Suffolk, VA
    Newport News, VA
    Newport News, VA
    Hampton, VA
    Suffolk, VA
Other Businesses

DBA: Hundley and Associates PROVIDE LIFE, HEALTH, LTC AND DISABILITY INSURANCE PRODUCTS TO CLIENTS, AT 24 WATERGATE TERRACE, NEWPORT NEWS, VA, APPROXIMATELY 30 HOURS PER MONTH, ALL DURING TRADING HOURS, NOT INVESTMENT RELATED. 2% TIME SPENT - INVESTMENT ADVISOR REPRESENTATIVE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-19
S63 Uniform Securities Agent State Law Examination 1981-05-29
  • S65 Uniform Investment Adviser Law Examination
    1998-06-19
  • S63 Uniform Securities Agent State Law Examination
    1981-05-29
Other Names
  • Oogie Hundle

View on SEC IAPD

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Other Offices

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