Robert Andrew Parks

Bloomfield Hills, MI

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-16
MI	RA	APPROVED	2010-10-20

TX RA
APPROVED_RES

Since 2014-04-16
MI RA
APPROVED

Since 2010-10-20

Branch Locations

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Bloomfield Hills	MI	07/1993	Present
Morgan Stanley Smith Barney	Bloomfield Hills	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Bloomfield Hills, MI
06/2009 → Present

Morgan Stanley Smith Barney

Bloomfield Hills, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-04
S63	Uniform Securities Agent State Law Examination	1981-05-07

S65 Uniform Investment Adviser Law Examination

1996-04-04
S63 Uniform Securities Agent State Law Examination

1981-05-07

View on SEC IAPD

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