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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ingalls & Snyder, Llc New York NY 05/1992 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
Other Businesses

TRUSTEE OF FIVE FAMILY TRUSTS. INVESTMENT-RELATED, STARTED AT VARIOUS TIMES, AND TRUSTEE DEVEOTES LESS THAN 1 HOUR PER MONTH TO TRUSTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-11
  • S63 Uniform Securities Agent State Law Examination
    1992-05-11

View on SEC IAPD

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