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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-15
IL RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-03-15
  • IL RA
    APPROVED
    Since 2009-10-05

Branch Locations

15255 S 94Th Avenue Ste 405, Orland Park, IL 60462 • United States

Palos Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orland Park IL 10/2009 03/2020
Ameriprise Financial Services, Inc. Orland Park IL 10/2009 03/2020
Ameriprise Financial Services, Llc Orland Park IL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Orland Park, IL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Orland Park, IL
  • 03/2020 → Present
    Orland Park, IL
Previous Registrations
  • 2009-07-21 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Orland Park, IL
  • 2008-01-01 → 2009-07-06
    Palos Heights, IL
  • 2001-02-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Palos Heights, IL
    Palos Heights, IL
    St. Louis, MO
Other Businesses

Outside Employment; University of St Francis; Teacher - lecture, exams; This is a college teaching job, one evening per week, 3 hour class. Subject, depending upon semester, is Investments FINC 345, FINC 365, FINC 245. Only one subject teaching per semester.; 500 Wilcox St Joliet, IL 60435, ,; Not Investment-Related; 08/21/2017; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-17
S63 Uniform Securities Agent State Law Examination 1981-06-03
  • S66 Uniform Combined State Law Examination
    2005-10-17
  • S63 Uniform Securities Agent State Law Examination
    1981-06-03
Other Names
  • Michael A Mccann

View on SEC IAPD

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