Brendan Kernkamp Leavey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-14
CA	RA	APPROVED	2024-10-11
MI	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
VT	RA	APPROVED	2024-10-11

FL RA
APPROVED

Since 2025-07-14
CA RA
APPROVED

Since 2024-10-11
MI RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
VT RA
APPROVED

Since 2024-10-11

Branch Locations

Wells, VT • United States

Bradenton, FL • United States

659 Plank Road, Clifton Park, NY 12065 • United States

100 Glen Street 2-B, Glen Falls, NY 12801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Clifton Park	NY	07/2009	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

07/2009 → 10/2024

American Portfolios Financial Services, Inc.

Clifton Park, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2009-07-29 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2006-01-18 → 2009-07-30

Janney Montgomery Scott Llc

Albany, NY

Saratoga Springs, NY
2000-04-27 → 2003-02-14

Ubs Financial Services Inc.

Albany, NY

Other Businesses

INSURANCE 15K UB PRODUCTION FROM FIXED INSURANCE, DUES STRAIGHT LIFE, LESS THAN 10% OF TIME SPENT, WILL NOT USE CRUMP AMERICAN PORTFOLIOS ADVISORS RIA IS SECURITIES RELATED START 2009. 09/19/11 MRW FINANCIAL BROKERAGE- LIFE AND FIXED ANNUITY INSURANCE-NOT INVESTMENT RELATED-START DATE 08/04/2023- 1 HR MO, NOT DURING BUSINESS HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-13
S63	Uniform Securities Agent State Law Examination	1987-04-21

S65 Uniform Investment Adviser Law Examination

1999-08-13
S63 Uniform Securities Agent State Law Examination

1987-04-21

View on SEC IAPD