Jerry Ernest Tuma

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1983 → Present
  Cornerstone Financial Services, Inc.
  Dallas, TX
• 05/2012 → Present
  Independent Financial Group
  Dallas, TX
• 01/2018 → Present
  Independent Financial Group
  Dallas, TX

Previous Registrations

• 1987-10-26 → 2023-12-31
  Cornerstone Financial Services, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

(1) LIBERTY SILVER & GOLD, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/05/2010 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: 100% OWNER OF LIBERTY SILVER & GOLD, LLC PROVIDING THE SALE OF GOLD AND SILVER PHYSICAL BULLION AND COINS. (2) CORNERSTONE FINANCIAL SERVICES POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/01/1983 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: 100% OWNER/INVESTMENT ADVISER REPRESENTATIVE OF CORNERSTONE FINANCIAL SERVICES, INC. A STATE REGISTERED INVESTMENT ADVISER PROVIDING ADVISORY SERVICES. (3) INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/05/1980 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: TX INSURANCE AGENT OFFERINGS SALES OF VARIOUS INSURANCE PRODUCTS. (4) AUTHOR/PUBLIC SPEAKER POSITION: Officer/Director NATURE: Public Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/1994 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: AUTHOR & PUBLIC SPEAKER PROVIDING SPEAKING ENGAGEMENTS AND SALES OF BOOKS. CORNERSTONE FINANCIAL SERVICES, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 4851 Lbj Fwy, Suite 1175, Dallas TX 75244, United States DESCRIPTION: Previously this was outside RIA activity; now deregistered. Various advisory and registered rep activities. Client recommendations and service, investment and economic research, assortedcompliance/legal interface, general input on operations of business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-12
• S63 Uniform Securities Agent State Law Examination
  1981-05-13

Designations

• Certified Financial Planner