Gary Charles Noveck

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-01-30

FL RA
APPROVED

Since 2015-01-30

Branch Locations

Largo, FL • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stonex Securities Inc	Largo	FL	09/2014	Present
Stonex Advisors Inc	Largo	FL	01/2015	Present

09/2014 → Present

Stonex Securities Inc

Largo, FL
01/2015 → Present

Stonex Advisors Inc

Largo, FL

Previous Registrations

2007-01-18 → 2015-01-30

Wrp Investments, Inc.

Largo, FL

Youngstown, OH
2004-01-01 → 2006-12-31

Cetera Advisors Llc

Tampa, FL

Largo, FL
1998-06-29 → 2004-01-01

Vestax Securities Corporation

Largo, FL

Other Businesses

1) NOVECK AND NOVECK, LLC, 810 JACARANDA DRIVE, LARGO, FL 33770 Date Started Relationship: 6/1/2001 Title: Owner Non-Investment Related NATURE OF BUS: Traditional Fixed Insurance DUTIES: Independent Agent TIME SPENT: 40 hours per month 8 during market hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-04-17

S63 Uniform Securities Agent State Law Examination

2018-04-17

Other Names

Gary C Noveck

View on SEC IAPD