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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 1991-06-17 |
Branch Locations
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
681 East Lake Street, Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wayzata | MN | 04/1989 | Present |
MONKEY BOYS D/B/A/ DIXIES AND SAJI YA. ST. PAUL, MN 55105. NOT INVESTMENT RELATED.BUSINESS - RESTAURANTS. TITLE - PRESIDENT.START DATE - 09/01/2001. 25HRS/MONTH.DUTIES - OVERSEE THE OPERATIONS. 2)SAE Fraternity House Corp / 1815 University Av SE Mpls,MN 55455 / Association (i.e., Trade or Industry, Sport...)/ Other Fraternal / Fraternity / Member of Board of Directors / / Treasurer / Start Date 9/1/08 / 3) Emmett's Public House, Restaurant, Officer, Oversee business operations, start date-9/10/2001, Saint PaulMNUnited States-55105.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-13 |
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