Shaun Perry Nicholson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → Present
  Ubs Financial Services Inc.
  Dayton, OH

Other Businesses

1)UNIVERSITY OF DAYTON / CONTINUTING EDUCATION / UNIV. OF DAYTON DAYTON , OHIO 45402 / TEACH CONTINUTING ED / PRIVATELY HELD / START DATE 02/01/1995 - / 3 HRS. 2)GREENE CO COMMUNITY FOUNDATION / GREENE ST XENIA,OHIO 45385 / FOUNDATION/ OTHER PROMOTES HEALTH AND EDUCATION / GETS MONEY TO GIVE TO NEEDY GROUPS AND HELPS OTHER LOCAL CHARITIES RAISE AND MANAGE FUNDS / MEMBER OF BOARD OF DIRECTORS / / WORK ON THE EDUCATION AND INVESTMENT COMMITTEES / START DATE 12/2/2009 3)WDPR PUBLIC RADIO / MAIN ST DAYTON,OHIO 45402 / CLASSICAL RADIO / MEMBER OF BOARD OF DIRECTORS / / ADVISE ON FINANCE COMMITTEE / START DATE 6/1/2011 / 1 HOUR A WEEK

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1981-05-14