Glenn Isamu Yasukochi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → Present
  Greenwich Financial Insurance Services
  Covina, CA
• 07/2008 → 01/2025
  Lincoln Financial Securities Corporation
  Norwalk, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Norwalk, CA

Previous Registrations

• 2001-01-12 → 2025-01-24
  Osaic Fs, Inc.
  Norwalk, CA
  Glendora, CA
• 1998-02-19 → 2006-10-06
  Independent Advisers Group Corp
  Covina, CA

Other Businesses

1) GLENN YASUKOCHI 11727 EXCELSIOR DRIVE NORWALK, CA 90650 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS DISABILITY INSURANCE, HEALTH SAVINGS ACCOUNTS, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 01/2017 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 2) GLENN YASUKOCHI - INSURANCE POSITION: Agent, Sole Proprietor NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017 ADDRESS: 11727 Excelsior Drive, Norwalk CA 90650, United States DESCRIPTION: Insurance sales 3) TRUSTEE OF GEORGE AND MARTHA YASUKOCHI TRUST POSITION: Trustee NATURE: The trust owns the personal residence that I live in. The trust is irrevocable with no rights to invest, sell, or borrow from. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2016 ADDRESS: 11727 Excelsior Drive, Norwalk CA 90650, United States DESCRIPTION: I have no active duties for this irrevocable trust. 4. FPA PRO BONO PROGRAM POSITION: A CFP member of the Financial Planning Association NATURE: This an FPA sponsored program to provide pro bono financial planning to low-income people who do not have the resources to pay for financial advice. I am prohibited from charging for my service. I am also not allowed to provide business cards or any marketing materials. Sessions are generally less than 45 minutes and is just answering questions they present. Since sessions are very short, I do not provide advice. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/08/2020 ADDRESS: 11727 Excelsior Drive, Norwalk CA 90650, United States DESCRIPTION: Not to provide specific advice but help with budgeting. There is no compensation for my involvement and absolutely no attempt to market my services

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-09

Designations

• Certified Financial Planner