Jay Colin Middleton

Current Employers

Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-11-03

DE RA
APPROVED

Since 2025-11-03

Branch Locations

1413 Savannah Rd Ste4, Dewes, DE 19958 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
One North Wealth Services, Llc	Annapolis	MD	07/2003	02/2018
Lokken Investment Group, Llc	Lewes	DE	07/2020	Present
Ocean View Advisory Llc	Dagsboro	DE	02/2018	07/2020
Dakota Wealth, Llc	Lewes	DE	11/2025	Present

07/2003 → 02/2018

One North Wealth Services, Llc

Annapolis, MD
07/2020 → Present

Lokken Investment Group, Llc

Lewes, DE
02/2018 → 07/2020

Ocean View Advisory Llc

Dagsboro, DE
11/2025 → Present

Dakota Wealth, Llc

Lewes, DE

Previous Registrations

2020-07-08 → 2025-12-12

Lokken Investment Group, Llc

Lewes, DE
2018-01-16 → 2020-07-08

Ocean View Advisory

Dagsboro, DE
1996-10-30 → 2018-02-02

1 North Wealth Services, Llc

Annapolis, MD

Other Businesses

1) On a temporary and transitional basis, Mr. Middleton will be dually registered as an investment advisor representative with Dakota Wealth, LLC and Lokken Investment Group, LLC. Dakota Wealth, LLC and Lokken Investment Group, LLC are not affiliated entities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-29
S63	Uniform Securities Agent State Law Examination	1983-07-11

S65 Uniform Investment Adviser Law Examination

1996-10-29
S63 Uniform Securities Agent State Law Examination

1983-07-11

Designations

View on SEC IAPD