Bryan James Sweet

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1989 → 11/2021
  Raymond James Financial Services, Inc.
  Fairmont, MN
• 07/2013 → 09/2016
  Johnson Insurance Consultants
  Fairmont, MN
• 07/2012 → 11/2021
  Raymond James Financial Services Advisors, Inc.
  Fairmont, MN
• 05/2017 → 03/2020
  Sweet Financial Services
  Fairmont, MN
• 11/2021 → 10/2024
  Sweet Financial Partners, Llc
  Fairmont, MN
• 11/2021 → 10/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2024 → Present
  Cwm, Llc
  Omaha, NE
• 10/2024 → Present
  Sweet Financial Partners, Llc
  Fairmont, MN

Previous Registrations

• 2021-11-01 → 2025-01-02
  Sweet Financial Partners, Llc
  Fairmont, MN
• 2012-07-19 → 2021-11-17
  Raymond James Financial Services Advisors, Inc
  Fairmont, MN

Other Businesses

Book Author - Not Investment Related - not investment related - 1300 S. Prairie Ave, Fairmont, MN 56031 - Literary - Author 9/30/2016 - 0 hours/0 trading hours a month Dare to Dream Enterprises - Not Investment related - 219 Sylvan Dr. Fairmont, MN 56031 - Coaching for entrepreneurs - officer/CEO - 7/1/2016 - 40 hours/0 trading hours a month - visionary, content creator Fairmont Sweety - Not Investment related - 1300 S. Prairie Ave, Fairmont, MN 56031 - Real Estate Brokerage/Agent - Proprietor/Owner - 1/1/2007 - 0 hours/0 trading hours - LLC for established for ownership of office Building Give & Grow Study Group Book and Speaking Engagements - not investment related - 219 Sylvan Dr. Fairmont, MN 56031 - Literary/Public Speaking - Co-author/speaker - 9/30/2016 - 0 hours/ 0 trading hours - occasional speaking engagement to promote study group ICCF Aviation LLC - Not Investment Related - 1300 S. Prairie Ave, Fairmont, MN 56031 - Private Aviation Partnership - Partner - 11/1/2019 -0 hours/0 trading hours - partner in LLC which allows me 20% undivided interest in an aircraft Non-Variable Insurance - Investment Related - 1300 S. Prairie Ave, Fairmont, MN 56031 - Non Variable Insurance - Agent of Record - 11/2/2015 - 0 hours/0 trading hours - utilize Dressander/BHC, IFC, Johnson Insurance Consultants for non-variable life insurance business POA - Not Investment Related - 219 Sylvan Dr. Fairmont MN 56031 - POA for Marilyn Bochardt - Son - 4/2/2020 - 1 hour/ 0 trading hours a month - attorney-in-fact for mother SRS - not investment related - 1307 Albion Ave, Fairmont MN 56031 - Real Estate Brokerage/Agent - Partner - 12/1/1985 - 1 hour/ 0 trading hours a month - joint owner of an office building Sweet Financial Services, Inc. - Not Investment Related - 1307 Albion Ave, Ste 1010 Fairmont MN 56031 - Rental Real Estate - Owner 10/2/2006 - 0 hours/ 0 trading hours - rent out space in building I co-own Top Producer International, LLC - Not investment related - 1300 S. Prairie Ave, Fairmont, N 56031 - Other-Paid - Partner - 6/28/2017 - 8 hours/o trading hours a month - Co-Host of a conference for top producers Fairmont Opera Hours Endowment Committee - not investment related - Downtown Plaza, Fairmont MN, 56031 - Board member/officer/director - Finance Committee Member - 8/1/1995 - 1 hour/ 0 trading hours a month - President of endowment committee Fairmont Area Community Center Foundation Not investment related Fairmont, MN 56031 Group raising funds to bring a community center to our city Fundraising Committee Member 3/1/2023 1 hr/mo 8. o hrs during trading Talking with local community members to help raise awareness to why its a good thing to make a donation Marilyn Sweet Borchardt Education Foundation Not investment related, foundation account established with the Saint Paul & Minnesota Foundation in my mother's name, 3/1/2017, 0 hrs a month, 0% during trading hours IFC Marketing, Not investment related, Non-variable insurance business, agent, 11/02/2015, O hrs, 0%, agent of record

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-01-19

Designations

• Chartered Financial Consultant