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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-05

Branch Locations

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

672 Ridge Hill Dr Suite 103 [Satellite], New Braunfels, TX 78130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 02/2016 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 12/2024
Wells Fargo Advisors Financial Network, Llc Lonestar TX 12/2024 Present
Previous Registrations
  • 2016-02-01 → 2024-12-05
    San Antonio, TX
    Austin, TX
    Canyon Lake, TX
    Selma, TX
    San Antonio, TX
    San Antonio, TX
    New Braunfels, TX
    New Braunfels, TX
    New Braunfels, TX
    San Antonio, TX
  • 2014-01-21 → 2016-02-01
    New Braunfels, TX
  • 2012-09-06 → 2014-01-21
    Cetera Investment Services Llc
    Victoria, TX
    New Braunfels, TX
    Canyon Lake, TX
    La Grange, TX
    New Braunfels, TX
    Austin, TX
    Smithville, TX
  • 2011-07-01 → 2012-09-06
    Victoria, TX
    Fort Mill, SC
    Victoria, TX
  • 2011-01-03 → 2011-07-01
    Corpus Christi, TX
    Corpus Christi, TX
    Alice, TX
    Corpus Christi, TX
  • 2006-09-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Brookshire, TX
    Rosenberg, TX
    Richmond, TX
    Alice, TX
    Corpus Christi, TX
    Corpus Christy, TX
    Corpus Christi, TX
    Rosenberg, TX
    Houston, TX
    Rosenberg, TX
    Missouri City, TX
    Missouri City, TX
Other Businesses

FOUR NINE PROPERTIES, LLC; INV RELATED; NEW BRAUNFELS, TX; 100% OWNERSHIP; START 4/1/2016; 5 HOURS PER MONTH, 0 HOURS DURING TRADING; RENTAL PROPERTY; | RENTAL RANCH LAND, INV RELATED, CUERO, TX, 100% OWNERSHIP, START DATE 11/5/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING | FOUR NINE ADVISORS LLC; INV RELATED; NEW BRAUNFELS, TX; FINANCIAL PLANNING; 100% OWNERSHIP; START DATE 12/9/2024; 40 HOURS PER MONTH; 40 DURING TRADING; FINET PRACTICE.| RENTAL PROPERTY; INV RELATED; VICTORIA, TX ; 100% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS | COMMERCIAL RENTAL PROPERTY - RIDGE; INV RELATED; NEW BRAUNFELS, TX; RENTAL;100% OWNERSHIP; START DATE: 10/27/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2006-09-26
Designations
Other Names
  • Doug B Schroeder
  • Doug Brian Schroeder
  • Douglas Brian Schroeder

View on SEC IAPD

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