Paul Jan Van Steen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16

NY RA
APPROVED

Since 2021-04-16

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Miller Place, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Melville	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Melville	NY	11/2016	12/2016
Ameriprise Financial Services, Inc.	Melville	NY	12/2016	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Melville, NY
11/2016 → 12/2016

Wells Fargo Clearing Services, Llc

Melville, NY
12/2016 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-28
S63	Uniform Securities Agent State Law Examination	1984-10-05

S65 Uniform Investment Adviser Law Examination

1995-08-28
S63 Uniform Securities Agent State Law Examination

1984-10-05

Other Names

Paul J Vansteen
Paul Jan Vansteen