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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-09 |
| KY | RA | APPROVED | 2024-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Louisville | KY | 09/2008 | 06/2024 |
| Raymond James Financial Services, Inc. | Louisville | KY | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Louisville | KY | 06/2024 | Present |
(1)Henry Hensly & Associates, Inc.,115 S Sherrin Ave Ste 1, Louisville, KY 40207, Support Company - Non-Owner, Independent Contractor, I/R: No, 04/14/2024, HPM: 21-40, Trade Hours: 21-40, Duties: Investment advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-13 |
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