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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-11
NJ RA APPROVED 2022-07-27
NY RA APPROVED 2022-07-20
  • FL RA
    APPROVED
    Since 2023-01-11
  • NJ RA
    APPROVED
    Since 2022-07-27
  • NY RA
    APPROVED
    Since 2022-07-20

Branch Locations

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 08/1996 10/2017
National Securities Corp Melville NY 11/2017 07/2022
National Asset Management Melville NY 02/2018 07/2022
Arete Wealth Management, Llc Chicago IL 07/2022 Present
Arete Wealth Advisors, Llc Chicago IL 07/2022 Present
  • 08/1996 → 10/2017
    Ubs Financial Services Inc.
    Melville, NY
  • 11/2017 → 07/2022
    National Securities Corp
    Melville, NY
  • 02/2018 → 07/2022
    National Asset Management
    Melville, NY
  • 07/2022 → Present
    Arete Wealth Management, Llc
    Chicago, IL
  • 07/2022 → Present
    Chicago, IL
Previous Registrations
Other Businesses

(1) THE COLTRANE HOME OF DIX HILLS, NOT INVESTMENT RELATED, P.O. BOX 2171 HUNTINGTON NY 11743, VOLUNTEER FOR CHARITY, ADVISOR, START DATE: 2013, 5 HOURS/MONTH, NONE DURING TRADING HOURS, HELP IN PROMOTION FOR CHARITY...(2) FINCADIA LLC: FIXED INSURANCE, AGENT, MELVILLE, NY, FULL TIME; INVESTMENT RELATED..(3) MRB ADVISORY, PASS THROUGH ENTITY FOR ACCOUNTING PURPOSES, PRESIDENT, HUNTINGTON, NY , 1HR. PER MONTH ZERO DURING TRADING HRS., NOT INVESTMENT RELATED. (4) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (5) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (6) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-11
S63 Uniform Securities Agent State Law Examination 1990-03-23
  • S65 Uniform Investment Adviser Law Examination
    2021-12-11
  • S63 Uniform Securities Agent State Law Examination
    1990-03-23
Other Names
  • Michael R Blueweiss

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