Michael Roy Blueweiss

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → 10/2017
  Ubs Financial Services Inc.
  Melville, NY
• 11/2017 → 07/2022
  National Securities Corp
  Melville, NY
• 02/2018 → 07/2022
  National Asset Management
  Melville, NY
• 07/2022 → Present
  Arete Wealth Management, Llc
  Chicago, IL
• 07/2022 → Present
  Arete Wealth Advisors, Llc
  Chicago, IL

Previous Registrations

• 2018-02-12 → 2022-07-20
  B. Riley Wealth Advisors, Inc.
  Melville, NY

Other Businesses

(1) THE COLTRANE HOME OF DIX HILLS, NOT INVESTMENT RELATED, P.O. BOX 2171 HUNTINGTON NY 11743, VOLUNTEER FOR CHARITY, ADVISOR, START DATE: 2013, 5 HOURS/MONTH, NONE DURING TRADING HOURS, HELP IN PROMOTION FOR CHARITY...(2) FINCADIA LLC: FIXED INSURANCE, AGENT, MELVILLE, NY, FULL TIME; INVESTMENT RELATED..(3) MRB ADVISORY, PASS THROUGH ENTITY FOR ACCOUNTING PURPOSES, PRESIDENT, HUNTINGTON, NY , 1HR. PER MONTH ZERO DURING TRADING HRS., NOT INVESTMENT RELATED. (4) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (5) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (6) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-11
• S63 Uniform Securities Agent State Law Examination
  1990-03-23

Other Names

• Michael R Blueweiss