Richard Cutler Hamilton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2009-09-17

VA RA
APPROVED

Since 2009-09-17

Branch Locations

Clifton, VA • United States

11350 Random Hills Rd Ste 800, Fairfax, VA 22030-6044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Herndon	VA	09/2009	Present

09/2009 → Present

Lpl Financial

Herndon, VA

Previous Registrations

2001-04-10 → 2009-09-22

Valic Financial Advisors, Inc.

Herndon, VA

Linthicum Heights, MD

Centreville, VA

Herndon, VA

Centreville, VA

Other Businesses

1. 7/13/2020 - No Business Name - Investment Related - Home Based & Ocean City, MD 21842 - Real Estate Rental - Start Date: 3/6/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Rental of beach condo.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-04-06

S63 Uniform Securities Agent State Law Examination

1999-04-06

View on SEC IAPD