Brian David Gordon

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-02

NY RA
APPROVED

Since 2021-08-02

Branch Locations

640 Johnson Ave. Ste. 102, Bohemia, NY 11716 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25

NY RA
APPROVED

Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

640 Johnson Ave. Ste. 102, Bohemia, NY 11716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	01/1981	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	07/2011	09/2019
Lincoln Investment	Bohemia	NY	01/2017	Present

01/1981 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
07/2011 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Bohemia, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-28
S63	Uniform Securities Agent State Law Examination	1992-06-24

S65 Uniform Investment Adviser Law Examination

1995-12-28
S63 Uniform Securities Agent State Law Examination

1992-06-24